Industries
AFSL Advisory has experience advising across the principal sectors of the Australian financial services industry. The regulatory requirements for each sector differ in significant respects, including the AFSL authorizations required, the compliance obligations that attach to those authorizations, and the regulatory expectations regarding governance, resourcing and client protection. Our industry pages
outline our experience and approach for each sector.
Broker
Support for dealing services, market access models, authorisations and ongoing compliance frameworks.
Fintech
Strategy for new products, AFSL applications and compliant go-to-market planning for Australian launch.
Financial Advisers
Guidance on adviser authorisations, compliance obligations, and practical policies and controls.
Fund Managers
Support for funds management authorisations, responsible entity structures, governance, and ongoing compliance frameworks.